| Corporate financial advice provided by Equitas Capital
Limited to or regarding listed companies over the last 10 years |
| |
| Independent financial adviser to listed companies
in respect of rights issues requiring approval of independent shareholders
pursuant to Rule 7.19(6) |
| |
- CDW International Limited [June 1994] |
| |
- China Star Entertainment Limited [September 1997] |
| |
| Financial adviser / independent financial adviser
to listed offeree companies in general offer |
| |
- Star Entertainment (International Holding) Limited
[August 1996] |
| |
- CDW International Limited [March 1997] |
| |
- The Mingly Corporation Limited [May 2001] |
| |
| Financial adviser to listed companies in respect
of a major transaction (whether connected or not) |
| |
- Goldlion Holdings Limited [September 1993] |
| |
- Mansion House Group Limited [July 1994] |
| |
- Shell Electric Mfg (Holdings) Company Limited [December
1994] |
| |
- Shell Electric Mfg (Holdings) Company Limited [January
1995] |
| |
| Independent financial advisers to listed companies
in respect of connected transactions pursuant to Rule 14.26 |
| |
- Star Entertainment (International Holding) Limited
[August 1995] |
| |
- Winfoong International Limited [June 1997] |
| |
- China Star Entertainment Limited [June 1998] |
| |
- Star East Holdings Limited [June 1999] |
| |
- Far East Consortium International Limited [November
1999] |
| |
- China Star Entertainment Limited [December 1999] |
| |
- Joyce Boutique Holdings Limited [May 2000] |
| |
- The Mingly Corporation Limited [March 2000] |
| |
- Tse Sui Luen Jewellery (International) Limited [August
2000] |
| |
- The Mingly Corporation Limited [December 2000] |
| |
- Sega.com Asia Limited [March 2001] |
| |
- Hung Fung Group Holdings Limited [April 2002] |
| |
- Drean International Limited [August 2003] |
| |
| Financial adviser to offeror company in general offer
for a listed company |
| |
- Super-Rich Finance Limited [December 2000] |
| |
| Retained financial adviser to listed companies |
| |
- an electrical appliance manufacturing company [since
1994] |
| |
- a medium-sized property developer in the PRC [1992-1996] |
| |
- a department store company in Hong Kong [1992-1995] |
| |
- an investment company [1997] |
| |
- a local property developer [1995] |
| |
| Other corporate financial advisory services, including
advice on mergers and acquisition have been provided to |
| |
- |
a local investment company in respect of
the preparation and launch of a listed closed-ended technology fund
[1993] |
| |
| |
- |
a Thai company in respect of its acquisition
of a majority interest in a Hong Kong listed property company [1994] |
| |
| |
- |
expert evidence in a high court action for
breach of duty of care by a merchant bank [1995] |
| |
- |
a US investment fund in respect of certain
of its listed local investments [1998-1999] |
| |
- |
an Australian insurance company in respect of a sale
of listed shares [1999] |
